HomeMy WebLinkAbout01-09-14-01 - Resolution - 01/09/2014RESOLUTION NO.01-o - t1-1-01
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF COLLEGE STATION,
TEXAS, ADOPTING A POLICY ON THE CREATION, OPERATION, AND
DISSOLUTION OF MUNICIPAL UTILITY DISTRICTS LOCATED WITHIN THE
CITY'S INCORPORATED LIMITS OR ITS EXTRATERRITORIAL JURISDICTION
WHEREAS, the City of College Station, Texas, is empowered under state law to exercise
authority over municipal utility districts located within the City's incorporated limits or in
its extraterritorial jurisdiction; and
WHEREAS, the City Council of the City of College Station, Texas, desires to adopt a
formal policy setting out those requirements necessary for the City's consent to the
creation of municipal utility districts located within the City's incorporated limits or in its
extraterritorial jurisdiction; now, therefore,
BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF COLLEGE
STATION, TEXAS:
PART 1:
That the City Council hereby adopts a formal policy on the creation,
operation, and dissolution of municipal utility districts within the City's
incorporated limits or in its extraterritorial jurisdiction as set out in Exhibit
"A" attached hereto and incorporated herein for all purposes.
PART 2: That this resolution shall take effect immediately from and after its
passage.
PASSED and APPROVED this 9thday of January, 2014.
APPROVED:
Mayor
ATTEST:
201 io-f,-i/u,
City Secfetary
APPROVED AS TO FORM:
/.1 /61--471/0P
City Attorney
EXHIBIT "A"
A POLICY RELATED TO THE CREATION, OPERATION, AND DISSOLUTION OF
MUNICIPAL UTILITY DISTRICTS LOCATED WITHIN THE CITY OF COLLEGE
STATION INCORPORATED LIMITS OR IN ITS EXTRATERRITORIAL
JURISDICTION.
PURPOSE
This policy establishes how the City Council will exercise its authority relating to the
creation, operation, and dissolution of municipal utility districts located within the City or
its extraterritorial jurisdiction.
SCOPE OF POLICY
Municipal utility districts may, at times, play a significant role in financing, constructing
and operating water, wastewater, and drainage, facilities for the development of land in
the City and the City's extraterritorial jurisdiction. State law gives the City Council
authority over the creation, operation, and dissolution of municipal utility districts. This
policy sets forth the requirements that the City will exercise over municipal utility
districts.
Section I. Definitions. In this Policy:
"ETJ" means the City's extraterritorial jurisdiction.
"MUD" or "District" means a municipal utility district created under section 52, Article
III and section 59, article XVI of the Texas Constitution and operating under chapters 49,
51 and 54 of the Texas Water Code.
"TCEQ" means Texas Commission Environmental Quality.
Section II. Creation of ETJ Districts.
A. Background. The provisions of this Section II apply to the City's consent conditions
for the creation of Districts over land located in the ETJ in accordance with the
general laws applicable to the creation of Districts as well as special legislation
resulting in the creation of Districts. The City may oppose all Districts, regardless of
how they are created, that do not meet the prerequisite criteria outlined in Section
II.C. or if the applicant does not agree to the City's conditions outlined in Section
I I.D. Additionally, the City will oppose all Districts if the applicant and the City
cannot come to a mutual agreement on the terms expressed in Section II.E. The City
reserves the right to annex any and all land in the ETJ and dissolve Districts if
necessary when such action is determined to be beneficial by the City Council.
B. Application for Creation. A person requesting that the City give its written consent
to the creation of a District must file an application with the City on a form
provided for that purpose, along with the required petition and any fee required by
ordinance. The application must state whether the applicant is requesting an
Exemption to the Policy that the City will serve the District with water and
wastewater services. The application shall also require additional information related
to the District and the benefits of the proposed District, including, but not limited to,
the number of current property owners within the proposed District, evidence that the
value of property located within the proposed District will be significantly increased
by the construction of District infrastructure, details demonstrating the proposed
District's consistency with the City's Comprehensive Plan, and details demonstrating
the community benefits related to the creation of the proposed District. Upon the
City's request, the applicant must promptly provide to the City any other
information reasonably necessary for the City Council to determine whether its
consent should be given.
C. Prerequisite for Creation. Before the City Council consents to creation of a
District, the following issues shall be considered:
1. Whether the City has already made plans to annex, or provide municipal services
to the area proposed for inclusion in the District within the next five (5) years,
2. Whether the proposed area for the District lies in the ETJ of two (2) or more
cities.
If the determination on both issues 1. and 2. above is negative, then the City Council
should give further consideration to offering their consent for the creation of the
District while applying the conditions listed in Section II.D. and I I.E. and of this
policy. If the determination on either of the two issues is affirmative, then the City
Council will not consent to creation, and will move to annex the land or the City
may attempt to work through any outstanding issue that prevented the City from
providing consent.
D. Conditions for City Consent. In order for the City Council to consent to the creation
of, or inclusion of land within a District, then it shall impose the following
requirements as conditions to the City's consent, and such requirements shall be
stipulated in the consent resolution and/or other ancillary agreements including, but
not limited to, a development agreement and strategic partnership agreement, unless
the City Council determines that requirements are not appropriate with regard to a
specific District.
1. The authorizing order or resolution regarding the issuance of any series of
bonds, which bonds shall be and remain obligations of the District until its
dissolution, must be approved by the City Council. The City Council may
refuse to give its approval to the issuance of bonds or limit the amount of
bonds issued by the District if the District is not in compliance with the
City's requirements contained in the consent resolution or ancillary
documents. The City will request compliance with the following terms and
reporting requirements:
a. The District's initial bond debt maturity date will not exceed thirty
(30) years. Once the District has established a maturity date for its
initial bonds, the maturity date for any additional bonds will not
extend beyond the maturity date for the initial bonds, without the
approval of the City.
b. The amount of each annual principal payment on bond debt should
be substantially the same or only moderately increased throughout
the repayment term. In any case, at least 40% of the principal must
be repaid in the first half of the repayment schedule, unless a portion
of the bonds are structured as capital appreciation bonds.
c. The District may not fund capitalized interest in an amount in excess
of the lesser of twenty-four (24) months or the amount approved by the
TCEQ.
d. The City may limit a MUD to only issue bonds for the purposes of
providing water, wastewater and drainage improvements as provided
in Texas Water Code, Section 54.016(e).
e. The City may approve the issuance of District bonds for park or road
improvements if the park or road improvements for which the bonds
are issued are included in the City's master plans.
f. At least thirty (30) days before the issuance of bonds, except
refunding bonds, the District's financial advisor shall certify in
writing that bonds are being issued within the existing economic
feasibility guidelines established by the TCEQ, whether or not the
District has been approved by the TCEQ. The report, provided to the
City Manager, should also state the following:
i. The amount of bonds being proposed for issuance,
ii. The projects to be funded by such bonds,
iii. The proposed debt service tax rate after issuance of the
bonds.
g. Within thirty (30) days after the District closes the sale of a series of
bonds, the District shall deliver to the City Manager a copy of the final
official statement for such series of bonds as well as any additional
information requested by the City and provide the City with a complete
transcript of bond proceedings within sixty (60) days after the date the
bonds are delivered.
h. Terms of any refunding proposed by the District must be approved by
the City Council.
2. All water, wastewater, drainage and road infrastructure constructed by the
District will become City owned and operated infrastructure unless the
Council grants an exemption. Therefore, plans for District infrastructure shall
be prepared, reviewed and approved in accordance with City ordinances.
District infrastructure shall be constructed in accordance with City design
standards. The City reserves the right to inspect all facilities being
constructed by or on behalf of the District and to charge inspection fees
required by ordinance.
3. All District utility infrastructure must be designed and constructed as part of
a City approved regional utility system and in compliance with the City's
Water Master Plan and Wastewater Master Plan. The District must pay all
applicable connection fees prior to connecting to the City's water and
wastewater system.
If land included in the District is developed in phases, each phase of the development
included in a bond issue must meet the applicable economic feasibility rules of the TCEQ
which require that each phase proposed to be financed includes in the bond application
the water, sewer, drainage and other facilities to serve the development and has the
requisite governmental approvals.
4. The District will require that District board meetings be recorded and that
such recordings be available on-line. The District will require that minutes of
District board meetings will be available on-line. A District may not extend
the boundaries of the District unless the City Council first adopts a resolution
giving its consent to the extension. The conditions contained in the resolution
consenting to the creation of the District also apply to any boundary extension,
unless the resolution approving the District's proposed boundary extension
states otherwise. Conversely, the District may not enter into an agreement to
be annexed, in whole or in part with another District or municipality without
written authorization from the City.
5. The District shall file a notice in the real property records of Brazos County
stating that the City may annex the District as provided by state law. The
parties may attach a form of such notice to the consent agreement or
development agreement.
6. The District shall send a copy of the order or other action setting an ad
valorem tax rate to the City Secretary and the City Manager within thirty
(30) days after District's adoption of the rate.
7. The District shall send a copy of its annual audit to the City Manager. The
District will meet accounting standards set by the Governmental Accounting
Standards Board (GASB), and fulfill all arbitrage compliance reports to the
satisfaction of the City Manager.
8. The District shall provide copies of any material event notices filed under
Rule 15c2-12 of the Securities and Exchange Commission and other
applicable federal securities laws or regulations to the City Manager within
thirty (30) days after filing such notices with the applicable federal agency.
E. Additional Conditions. The City may agree to include other conditions or other
requirements in the City's consent resolution, upon mutual agreement with the
District, including:
1. That the developer(s) of the land will enter into a development agreement
with the City, pursuant to Local Government Code, Section 212.172, to
extend the City's planning authority over land included in the District by
providing for City Council approval of a development plan, authorizing
enforcement by the City for land use and development regulations, and
include other lawful terms and considerations the parties consider
appropriate. The development agreement may include provisions that are
mutually acceptable to the parties related to the following matters:
a. Land use plan reflecting all approved land uses and residential
densities;
b. Compliance with City construction codes, including permit
requirements;
c. Compliance with City and other applicable stormwater and
water quality regulations;
d. Development standards comparable to City zoning regulations;
and
e. Dedication and development of park areas.
2. The City's policy is for water and wastewater services in the District to be
provided by the City, with the City owning and operating the infrastructure. If
feasible, the District will enter into a strategic partnership agreement which
will outline terms for the annexation of the District in to the City limits, as
well as address whether the District will be immediately dissolved or
continue to operate for limited purposes after annexation.
3. That the City may annex any or all commercial development within the District
for limited purpose pursuant to a Strategic Partnership Agreement under Local
Government Code, Section 43.0751, and may impose a sales and use tax within
the area annexed for limited purposes.
4. That a District may not provide water or wastewater service outside the
boundaries of the District without prior written approval by the City Council
and will not enter into an agreement with another District or municipality to
receive water and wastewater services without the prior written approval by
the City Council.
5. The District may enter into a Fire Protection Agreement with the City. The
agreement will include terms and conditions for the District to receive full
City of College Station Fire Protection services, as well as outline plans for
the cost allocation of future capital improvements projects, such as the
construction of fire stations.
6. That if the City determines that development in a District will place a burden
on City roads as a result of a traffic impact analysis, and the District has been
provided road bond authority from the City, the District will construct,
widen, or improve such roads within the District in accordance with the
standards set forth in Section 212.904 of the Texas Local Government Code.
Section III. Creation of In -City Districts.
A. Background. The provisions of this Section III. apply to the City's consent conditions
for the creation of Districts over land located in the City's corporate limits in
accordance with the general laws applicable to the creation of Districts, as well as
special legislation resulting in the creation of Districts. All City ordinances and codes,
including applicable permits, fees and inspections, shall be of full force and effect
within the District in the same manner as with respect to other areas within the City's
corporate limits except as specifically stated herein.
B. Application for Creation. A person requesting that the City give its written consent to
the creation of a District must file an application with the City on a form provided for
that purpose, along with the required petition and any fee required by ordinance. The
application must provide justification if the applicant is requesting that the City not
serve the District with water and wastewater services. The application shall also require
additional information related to the benefits of the proposed District, including, but not
limited to, evidence that the value of property located within the proposed District will be
significantly increased by the construction of District infrastructure, details demonstrating
the proposed District's consistency with the City's Comprehensive Plan, and details
demonstrating the community benefits related to the creation of the proposed District.
Upon the City's request, the applicant must provide any other information reasonably
necessary for the City Council to determine whether its consent should be given.
C. Prerequisite for Creation. Before the City Council consents to creation of a District,
the following issues shall be considered:
1. Whether the area has already been developed with sufficient infrastructure
to accommodate future or existing water, wastewater, drainage and
transportation needs.
2. Whether the proposed District includes land located outside the City's
corporate limits.
If the determination on issues 1. and 2. are negative, then the City Council should give
further consideration to offering their consent for the creation of the District while
applying the conditions listed in Section III. D. and III. E. of this policy. If the
determination on any of the two issues is affirmative, then the City Council should not
consent to creation.
D. Conditions for City Consent. In order for the City Council to consent to the creation of,
or inclusion of land within a District, then it shall impose the following requirements as
conditions of the City's consent, and such requirements shall be stipulated in the consent
resolution and/or other ancillary agreements such as a development agreement, unless
the City Council determines that requirements are not appropriate with regard to a specific
District.
1. The authorizing order or resolution regarding the issuance of any series of
bonds, which bonds shall be and remain obligations of the District until its
dissolution, must be approved by the City Council. The City Council may refuse
to give its approval the issuance to of bonds or limit the amount of bonds issued
by the Districtif the District is not in compliance with the City's requirements
contained in the consent resolution or ancillary documents. The City will
request compliance with the following terms and reporting requirements:
a. The District's initial bond debt maturity date will not exceed
thirty (3 0) years. Once the District has established a maturity
date for its initial bonds, the maturity date for any additional bonds
will not extend beyond the maturity date for the initial bonds, without
the approval of the City.
b. The amount of each annual principal payment on bond debt should
be substantially the same or only moderately increased throughout
the repayment term. In any case, at least 40% of the principal must be
repaid in the first half of the repayment schedule, unless a portion
of the bonds are structured as capital appreciation bonds.
c. The District may not fund capitalized interest in an amount in excess
of the lesser of twenty-four (24) months or the amount approved by the
TCEQ.
The City may limit a MUD to only issue bonds for the purposes of
providing water, wastewater and drainage improvements as provided
in Texas Water Code, Section 54.016(e).
d. The City may approve the issuance of District bonds for park or road
improvements if the park or road improvements for which the bonds
are issued are included in the City's master plans.
e. At least thirty (30) days before the issuance of bonds, except
refunding bonds, the District's financial advisor shall certify in
writing that bonds are being issued within the existing economic
feasibility guidelines established by the TCEQ whether or not the
District has been approved by the TCEQ. The report, provided to
the City Manager, should also state the following:
i. The amount of bonds being proposed for issuance,
ii. The projects to be funded by such bonds,
iii. The proposed debt service tax rate after issuance of the bonds.
f. Within thirty (30) days after the District closes the sale of a series
of bonds, the District shall deliver to the City Manager a copy of the
final official statement for such series of bonds as well as any additional
information requested by the City and provide the City with a complete
transcript of bond proceedings within sixty (60) days after the date the
bonds are delivered.
g. Terms of any refunding proposed by the District must be approved by
the City Council.
3. The City shall require that the owner of the real property over which the
District will be created enter into a written City contract for the City to
provide water and wastewater services to the District and that the District
accept, after its creation, the water and wastewater service contract agreed
upon between the City and the owner. The District must pay all applicable
connection fees. All District utility infrastructure must be designed and
constructed as a part of the City's regional utility system and in compliance with
the City's Water Master Plan and Wastewater Master Plan.
4. Plans for District infrastructure shall be prepared, reviewed, and approved in
accordance with City ordinances. District infrastructure shall be constructed
in accordance with City design standards. The City reserves the right to
inspect all facilities being constructed by or on behalf of the District and to
charge inspection fees required by ordinance.
5. If land included in the District is developed in phases, each phase of the
development included in a bond issue must meet the applicable economic
feasibility rules of the TCEQ which require that each phase proposed to be
financed includes in the bond application the water, sewer, drainage and other
facilities to serve the development and has the requisite governmental
approvals.
6. The District shall provide for the City to appoint one (1) member to the
District's initial board, and to all subsequent boards, unless otherwise
prohibited by law.
7. The District will require that District board meetings be recorded and that
such recordings be available on-line. The District will require that minutes of
District board meetings will be available on-line.
8. A District may not annex additional land into the District unless the City
Council first adopts a resolution giving its consent to the annexation. The
conditions contained in the resolution consenting to the creation of the District
also apply to the land annexed, unless the resolution approving the District's
annexation of additional land states otherwise. Conversely, the District may
not enter into an agreement to be annexed, in whole or in part, with another
District or municipality, without written authorization from the City of
College Station.
9. A District may not provide water or wastewater service outside the
boundaries of the District. Conversely, the District may not enter into an
agreement with another District or municipality to receive water and
wastewater services without written consent from the City.
10. The District shall send a copy of the order or other action setting an ad
valorem tax rate to the City Secretary and the City Manager within thirty
(30) days after District adoption of the rate.
11. The District shall send a copy of its annual audit to the City City Manager.
The District will also ensure that they are meeting accounting standards set
by the Governmental Accounting Standards Board (GASB), and they are
fulfilling all arbitrage compliance reports to the satisfaction of the City
Manager.
12. The District shall provide copies of any material event notices filed under
applicable federal securities laws or regulations to the City Manager within
thirty (30) days after filing such notices with the applicable federal agency.
13. The District will not own any facilities without the City's written
approval. The District will finance water, wastewater, and drainage facilities
and convey those facilities within the City's service areas to the City, upon
completion of construction, for operation and maintenance.
Section IV. Dissolution of Districts.
A. Application. The City Council may dissolve a District at any time, with or without
District approval pursuant to state statute. However, a District may provide a written
request that the City consider dissolution if certain guidelines, addressed below, are
met. The request should be sent to the City Secretary with the proposed date of
dissolution, and supporting documentation showing that the District will meet the
guidelines for dissolution by that date. If the City Council decides that dissolution
will be beneficial to the City, the City will prepare a written implementation
plan for the District's dissolution within six (6) months of the date the City Council
considers the request. The City may, at its option, as a step toward dissolution,
refinance the District's bond debt.
B. Dissolution Guidelines. Districts seeking dissolution should meet all of the following
conditions:
a. Preferably, all District bond debt should be fully paid. At a minimum, the City's
annual costs of paying the District's bond debt and reoccurring operation and
maintenance expenses after dissolution will be no greater than the amount of
revenues the City gains through the total ad valorem value of property within the
District;
b. The District has fully reimbursed the developer for the developer's cost of
installing District infrastructure in compliance with the District's contract with the
developer as permitted by Texas law and regulations;
c. The District is not delinquent in the payment of any other financial obligation that
is due prior to the date of dissolution, other than the bond debt to be assumed by
the City;
d. The District did not finance and does not own or operate any drainage detention
facilities that the City did not specifically approve as a public drainage facility
that would become part of the City's public drainage system upon the District's
dissolution.